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RIAs and Wealth Managers – Before you start your growth, make sure your foundation is solid

Today I have a guest that has spent his career in helping companies build a strong legal and compliance foundation to make sure that as companies grow and acquire other companies, the span of control does not get too big that the principals lose control. 

Mike McPhail is a Securities Industry Dispute Lawyer and a partner at Spencer Fane in Denver Colorado.  While Mike does litigation, his real passion is to proactively help companies with their strategic plans at the onset so they never have to see a litigation attorney.

https://www.buzzsprout.com/2323133/episodes/18829947

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